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For your reference, we have included the original job posting below.
Audit Manager
Job Number:
26228415
Company Name:
National Futures Association
Job Location:
Chicago, IL US
Job Category:
Accounting & Finance
Salary:
85,000 - 110,000
Minimum Education:
4-Year College Degree
Audit Manager
Categories: Accounting
National Futures Association (NFA) is the self-regulatory organization for the U.S. futures industry. NFA?s mission is to develop rules, programs and services that safeguard market integrity, protect investors and help its Members meet their regulatory responsibilities.
NFA is committed to finding creative solutions to regulatory issues, focusing on results, and fulfilling our regulatory responsibilities efficiently and cost-effectively. We strive to create a work environment that rewards outstanding performance while encouraging employees to create a healthy balance between their work and their personal lives. Our efforts are reflected in the awards we have received over the past several years, including being names one of Chicagos "101 Best and Brightest Companies to Work For" and one of the "Best Places to Work in Illinois".
NFAs Compliance Department ensures that our Members meet their regulatory obligations. The departments primary functions include conducting audits, monitoring the markets for unusual activity, and reviewing advertising material for compliance with industry regulations.
Audit Manager An audit manager oversees the audits, financial analysis, investigations, and financial surveillance of NFA Members conducted by the audit staff and supervisors. A manager ensures key issues are identified and addressed and all necessary evidence is gathered for possible disciplinary cases. The manager allocates resources to ensure an efficient workflow and is responsible for training audit staff and supervisors and assessing their performance. Furthermore, a manager actively participates in the review of departments functions and seeks opportunities to create new, innovative ways for enhancing productivity within the department. A manager also represents NFA through its educational initiatives and at other industry conferences.
Requirements:
Bachelors degree in business or equivalent work experience in compliance and/or financial auditing. 5-8 years of directly related experience in compliance, investigative or financial auditing. Strong technical auditing skills. Strong analytical and problem solving skills. Strong oral and written communication skills. Demonstrated ability to handle complex and challenging assignments. Ability to work effectively in a team environment. Self-starter with high initiative. Ability to travel 25 to 30% as part of a team. Possess an understanding of complex and sophisticated financial market issues. Previous supervisory experience. Futures industry experience preferred. Series 3 or equivalent financial industry experience preferred.
